Griffin Financial Group, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
36
Avg account
$0

Firm details

Headquarters
Reading, Pennsylvania
CRD number
119004
Registered since
August 1, 2002

Firm profile

FINTRX

Overview

Griffin Financial Group, LLC is organized as a limited liability company and has been registered with the SEC since 2002. FINTRX classifies the firm as an investment bank and identifies the owner type as a domestic entity/individual. The firm is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Regulatory and operating details beyond those items are not included in the FINTRX snapshot. The dataset does not list the firm's client types, fee schedules, or specific advisory activities, so the firm’s market positioning and core service lines must be inferred from its classification rather than from explicit disclosures.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • John Durofchalk

    CFOCRD 4494297

  • Matthew O'leary

    Matthew O'leary

    CEOCRD 6077840

  • Scott Noah

    Scott Noah

    Chief Compliance OfficerCRD 2334448

Contacts

3 of 33
  • Stacey Weikel

    Stacey Weikel

    Senior Vice PresidentCRD 5927725

  • Richard Wood

    Richard Wood

    Senior Vice PresidentCRD 5184700

  • Richard Quad

    Richard Quad

    Head, Depository InstitutionsCRD 2939461

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Reading, PA

Berks

Location

Reading, PA

Headquartered in Reading, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Berks
Address
607 Washington St
Time zone
ET (UTC-5)
Office locations

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