Griffin Capital Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
37739
Registered since
July 18, 1995

Firm profile

FINTRX

Overview

Griffin Capital Securities, LLC is organized as a limited liability company. FINTRX data lists the firm’s owner type as a combination of a domestic entity and an individual. The snapshot contains very little in the way of investment mandates or client-facing details: there are no entries for fee structure, advisory activities, business activities, or a defined client base. The record indicates the firm does not act as a capital allocator, is not identified as an active ESG investor, and is not a multi-state or newly formed adviser. It likewise does not appear as a pension consultant or a related adviser in the provided snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Alba Good

    Director of ComplianceCRD 2504071

  • Rodney Ishioka

    Rodney Ishioka

    DirectorCRD 3124257

  • Jacob Walker

    Jacob Walker

    PartnerCRD 5020296

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
2010 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth