Griffin Capital Securities, LLC

Broker-DealerFINRA MemberEst. 1995
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
37739
Registered since
July 18, 1995

Firm profile

FINTRX

Overview

Griffin Capital Securities, LLC is organized as a limited liability company and appears in SEC records dating back to 1995. Ownership is listed as a mix of domestic entity and individual stakeholders. In the available dataset the firm is classified as "Unclassified" and is not identified as a capital allocator. The record also flags that the firm does not present itself as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser. Public disclosures in the source provide limited detail about the firm’s advisory or business activities, and there are no client-segment or fee-structure line items in the dataset to describe how the firm positions its services.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jacob Walker

    Jacob Walker

    Chief Operating OfficerCRD 5020296

Contacts

3 of 3
  • Alba Good

    Director of ComplianceCRD 2504071

  • Rodney Ishioka

    Rodney Ishioka

    DirectorCRD 3124257

  • Tuan Lang

    Senior AccountantCRD 6682817

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
2010 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth