Griffin Capital Securities, LLC

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
37739
Registered since
July 18, 1995

Firm profile

FINTRX

Overview

Griffin Capital Securities, LLC is organized as a limited liability company and is recorded as SEC-registered since 1995. FINTRX classifies the firm as "unclassified" and lists its owner type as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. FINTRX also indicates it is not a multi-state adviser, not newly formed, and does not act as a pension consultant or related adviser. Available data on business lines, client types, fee structures, and advisory activities is minimal in the source; the snapshot contains administrative and registration attributes but does not describe portfolio strategy, client segments, or service offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jacob Walker

    Jacob Walker

    Chief Operating OfficerCRD 5020296

Contacts

3 of 3
  • Rodney Ishioka

    Rodney Ishioka

    DirectorCRD 3124257

  • Tuan Lang

    Senior AccountantCRD 6682817

  • Alba Good

    Director of ComplianceCRD 2504071

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
2010 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth