Greater Midwest Financial Group, LLC

RIASEC Registered
Total AUM
$589M
Discretionary
$519M
88% of AUM
Avg account
$228K
Accounts
2,587
Employees
13
Advisory reps
8

Firm details

Headquarters
Saint Paul, Minnesota
CRD number
324387
Registered since
January 19, 2023
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI64.09%
  • Individuals26.21%
  • Pension & Profit Sharing Plans9.63%
  • Charitable Organizations0.07%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Greater Midwest Financial Group, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm is owner-operated and positions itself as a capital allocator for both individual/family and institutional clients. Its fee arrangements combine percentage-of-AUM billing with fixed-fee engagements. Core advisory services reported on the ADV include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, selection of other advisers, and pension consulting services. The firm does not identify as an active ESG investor and is not described as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 43%, Exchange Traded Equities 33%, US Government Bonds 9%, Cash & Cash Equivalents 7%, State & Local Bonds 4%, Investment Grade Corp Bonds 4%43%
  • Public Funds/Mutual Funds43%
  • Exchange Traded Equities33%
  • US Government Bonds9%
  • Cash & Cash Equivalents7%
  • State & Local Bonds4%

Owners & executives

1 of 1
  • James Ronn

    James Ronn

    CEOCRD 2596428

Contacts

3 of 7
  • Robert Phillips

    Robert Phillips

    PresidentCRD 5692579

  • Nathan Kimle

    Nathan Kimle

    Investment AnalystCRD 7067659

  • Jacob Kogler

    Jacob Kogler

    Vice PresidentCRD 6129250

Unlock 4 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 18

Active vs passive

$64.9M in ETFs

Passive

18%

$11.9M

Active

50%

$53M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES AI INNOVATION AND TECH ACTIVE ETF (BAI)BlackRock$20.2M427,85231.11%

Location

Primary office

Saint Paul, MN

Ramsey

Location

Saint Paul, MN

Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Ramsey
Address
3222 Rice St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth