Great Plains Financial Services, LLP

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Fargo, North Dakota
CRD number
42141
Registered since
April 9, 1997

Firm profile

FINTRX

Overview

Great Plains Financial Services, LLP is an SEC-registered advisory firm originally registered in 1997 and organized under an "other" legal formation. Ownership is held by an individual, and the firm is listed under an unclassified regulatory category. Publicly provided metadata indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. It is not registered as a multi-state adviser and is not newly formed; it also does not identify itself as a pension consultant or a related adviser. The firm has not supplied detail about its client segments, fee schedules, core business lines, or specific advisory activities. That absence limits what can be said about its target clients, service model, or investment process from the available source material.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Jeffrey Wallgren

    Owner, Registered RepresentativeCRD 5998714

  • Richard Engen

    Managing MemberCRD 2528314

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fargo, ND

Cass

Location

Fargo, ND

Headquartered in Fargo, ND, anchoring the Fargo-Wahpeton, ND-MN metro in the Midwest.

Metro area
Fargo-Wahpeton, ND-MN
Region
Midwest
County
Cass
Address
6048 31st St S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth