FNC SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
GRAND FORKS, North Dakota
CRD number
165646
Registered since
July 12, 2013

Firm profile

FINTRX

Overview

FNC Securities, LLC is registered as a limited liability company with the SEC since 2013. Public filings classify the firm as unclassified and identify its ownership as a mix of a domestic entity and an individual. The firm is not described as a capital allocator, is not an active ESG investor, and does not operate as a multi-state adviser. Filings also indicate it is not positioned as a pension consultant, not a related adviser, and is not characterized as newly formed. The disclosures provided do not list specific advisory or business activities, client segments, or fee arrangements. The combination of an early SEC registration date and the limited operational flags suggests the entity exists on the regulatory record but presents minimal public-facing activity or product descriptions.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DAVID CARUSO

    CEOCRD 1261444

Contacts

3 of 7
  • Neill Janik

    Relationship ExecutiveCRD 8018410

  • PAUL JOHN SCHADEGG

    CRD 8238363

  • THOMAS KELLEY

    Managing MemberCRD 8075631

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GRAND FORKS, ND

GRAND FORKS

Location

GRAND FORKS, ND

Headquartered in GRAND FORKS, ND, in the Midwest of the United States.

Region
Midwest
County
GRAND FORKS
Address
4050 Gardenview Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth