FNC Securities, LLC
Firm details
- Headquarters
- Grand Forks, North Dakota
- CRD number
- 165646
- Registered since
- July 12, 2013
- Website
- www.fncagstock.com
Firm profile
FINTRXOverview
FNC Securities, LLC is organized as a limited liability company and is SEC-registered (initially registered in 2013). FINTRX classifies the firm as "Unclassified." Ownership is identified as a combination of a domestic entity and an individual. The firm does not report itself as a capital allocator, is not identified as an active ESG investor, and is not designated a multi-state adviser. It is also not listed as a newly formed adviser, pension consultant, or related adviser in the available snapshot. Publicly available items in the snapshot are sparse: there is no breakdown of client segments, fee schedules, business lines, or advisory activities provided in the source. That limited disclosure constrains a detailed read on target clients, investment mandates, or how the firm positions its advisory services relative to peers.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
David Caruso
CEOCRD 1261444
Contacts
3 of 6
Neill Janik
Relationship ExecutiveCRD 8018410
Paul John Schadegg
CRD 8238363
Thomas Kelley
Managing MemberCRD 8075631
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Grand Forks, ND
Grand Forks
Location
Grand Forks, ND
Headquartered in Grand Forks, ND, in the Midwest of the United States.
- Region
- Midwest
- County
- Grand Forks
- Address
- 4050 Gardenview Dr
- Time zone
- CT (UTC-6)
- Office locations
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