FNC SECURITIES, LLC
Firm details
- Headquarters
- GRAND FORKS, North Dakota
- CRD number
- 165646
- Registered since
- July 12, 2013
- Website
- www.fncagstock.com
Firm profile
FINTRXOverview
FNC Securities, LLC is registered as a limited liability company with the SEC since 2013. Public filings classify the firm as unclassified and identify its ownership as a mix of a domestic entity and an individual. The firm is not described as a capital allocator, is not an active ESG investor, and does not operate as a multi-state adviser. Filings also indicate it is not positioned as a pension consultant, not a related adviser, and is not characterized as newly formed. The disclosures provided do not list specific advisory or business activities, client segments, or fee arrangements. The combination of an early SEC registration date and the limited operational flags suggests the entity exists on the regulatory record but presents minimal public-facing activity or product descriptions.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1DAVID CARUSO
CEOCRD 1261444
Contacts
3 of 7Neill Janik
Relationship ExecutiveCRD 8018410
PAUL JOHN SCHADEGG
CRD 8238363
THOMAS KELLEY
Managing MemberCRD 8075631
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
GRAND FORKS, ND
GRAND FORKS
Location
GRAND FORKS, ND
Headquartered in GRAND FORKS, ND, in the Midwest of the United States.
- Region
- Midwest
- County
- GRAND FORKS
- Address
- 4050 Gardenview Dr
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
INTEGRITY FUNDS DISTRIBUTOR, LLC
Broker-DealerMINOT, ND
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
Broker-DealerFARGO, ND
GREAT PLAINS FINANCIAL SERVICES, LLP
Broker-DealerFARGO, ND
MESIROW FINANCIAL, INC.
Broker-DealerCHICAGO, IL
HAZARD & SIEGEL, INC.
Broker-DealerSYRACUSE, NY
FT GLOBAL CAPITAL, INC.
Broker-DealerMIAMI BEACH, FL