FNC Securities, LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Grand Forks, North Dakota
CRD number
165646
Registered since
July 12, 2013

Firm profile

FINTRX

Overview

FNC Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2013. Ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory profile is marked as "Unclassified" and the dataset indicates it does not operate as a capital allocator. The record shows a narrow public footprint: FNC Securities is not identified as a multi-state adviser, is not active on ESG investing, and is not described as a pension consultant or a related adviser. Several typical advisory and business-activity fields are blank in the source data, suggesting limited disclosure of investment strategies or client-facing services in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Caruso

    David Caruso

    CEOCRD 1261444

Contacts

3 of 6
  • Nicholas Watson

    Nicholas Watson

    SpecialistCRD 5683648

  • Virginia Lindberg

    AssistantCRD 7630134

  • Neill Janik

    Neill Janik

    Relationship ExecutiveCRD 8018410

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Grand Forks, ND

Grand Forks

Location

Grand Forks, ND

Headquartered in Grand Forks, ND, in the Midwest of the United States.

Region
Midwest
County
Grand Forks
Address
4050 Gardenview Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth