GRATTAN FINANCIAL STRATEGIES, INC.

Overview

Grattan Financial Strategies, Inc. is an independent registered investment adviser that has operated since 1998 and serves individual and family clients. The firm combines fee-based advisory work (percentage of AUM and hourly) with commission-based services through its registered representative and insurance broker activities. Its advisory mandate centers on personalized financial planning and portfolio management for individuals and small businesses, with a clear tilt toward equity exposure — both exchange-traded and individual stocks — delivered through separately managed accounts and exchange-traded products. Grattan Financial Strategies is not positioned as an ESG-focused manager and does not present itself as a multi-state or pension consultant adviser. Investment decisions reflect a high-equity preference, with discretionary mandates managed alongside a substantial non-discretionary book. The hybrid operating model (RIA plus broker-dealer registration and insurance brokerage) allows the firm to deploy a mix of fee-based strategies and commissionable products — notably annuities and insurance solutions — to address income, protection and tax considerations for clients.

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