GRANEY& KING, LLC

RIASEC RegisteredEst. 2022
Total AUM
$484M
Discretionary
$484M
100% of AUM
Avg account
$388K
Accounts
1,248
Employees
4
Advisory reps
4

Firm details

Headquarters
LATHAM, New York
CRD number
126461
Registered since
January 7, 2022
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI74.07%
  • Individuals25.33%
  • Charitable Organizations0.36%
  • Pension & Profit Sharing Plans0.24%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Graney & King, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm is owned by an individual and focuses on serving individual and family clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. Compensation models include percentage-of-AUM fees along with hourly and fixed-fee arrangements. In addition to advisory work, the firm operates as a broker-dealer and an insurance broker. Graney & King does not position itself as a capital allocator and is not an active ESG investor. The firm is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Exchange Traded Equities 4%, Cash & Cash Equivalents 1%95%
  • Public Funds/Mutual Funds95%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents1%

Contacts

3 of 4
  • EDWARD KING

    Financial AdvisorCRD 2262701

  • RICHARD FINELLI

    Financial Advisor and Registered RepresentativeCRD 5146866

  • TIMOTHY GRANEY

    Financial AdvisorCRD 2143280

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 184

Active vs passive

$220M in ETFs

Passive

73%

$160M

Active

16%

$60.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MEGA CAP VALUE INDEX FUND (MGV)VanguardPassiveLarge Value$25.2M174,18311.48%

Location

Primary office

LATHAM, NY

ALBANY

Location

LATHAM, NY

Headquartered in LATHAM, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
ALBANY
Address
623 New Loudon Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth