Nine Masts Capital Advisers LLC

RIASEC RegisteredEst. 2024
Total AUM
$485M
Discretionary
$485M
100% of AUM
Avg account
$485M
Accounts
1
Employees
4
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
322775
Registered since
September 5, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Nine Masts Capital Advisers LLC is an institutional registered investment adviser that focuses on managing pooled investment vehicles and serving institutional clients. The firm is organized as an LLC, is owned by a mix of a foreign entity and an individual, and became SEC-registered in 2024. Its stated business activities include acting as a commodity pool operator (CPO) or commodity trading advisor (CTA) and providing portfolio management for pooled vehicles; it also participates as a sponsor, general partner, or managing member of such vehicles. Fee arrangements combine a percentage-of-assets model with performance-based fees, and the firm does not describe itself as a capital allocator. It identifies institutional investors as its client base and is not flagged as an active ESG investor, a pension consultant, a multi-state adviser, or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Trevor Kiaran Ka-Chi Li

    Chief Financial OfficerCRD 7926407

Contacts

3 of 3
  • Irene Erika Irina Backenhorn

    Legal and ComplianceCRD 7300491

  • Bing Wang

    FounderCRD 3277268

  • Ron Schachter

    Co-Founder and Managing PartnerCRD 4822348

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
667 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth