Golden State Wealth Management, LLC
Firm details
- Headquarters
- Powell, Wyoming
- CRD number
- 167995
- Registered since
- March 21, 2016
- Website
- www.teamgoldenstate.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI75.58%
- Individuals21.54%
- Corporations / Businesses1.25%
- Pension & Profit Sharing Plans1.16%
- Charitable Organizations0.44%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Golden State Wealth Management, LLC is an independent, individual-owner registered investment adviser that registered with the SEC in 2016. The firm works with both individual/family and institutional clients and positions itself as a capital allocator that combines financial planning and discretionary portfolio management across households, small businesses and institutions. Its advisory services include financial planning, selection of other advisers, pension consulting and portfolio management for individuals, small businesses and larger entities. Golden State also operates as an insurance broker and charges fees tied to assets under management (and other fee arrangements). The firm received recognition on Forbes’ Top RIA Firms list in 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities15%
- Non-Investment Grade Corp Bonds4%
- Cash & Cash Equivalents4%
- Other2%
Owners & executives
3 of 4
John Nahas
CEOCRD 4374675
Daniel Catone
Chief Executive OfficerCRD 4469467
Kyle Fairall
Chief Investment OfficerCRD 6313351
Contacts
3 of 43
Patrick Jeffs-catone
PartnerCRD 5738008
Bradley Fallon
Wealth ManagerCRD 5159619
Johnny Ceballos
Financial AdvisorCRD 5330577
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 843Active vs passive
$1B in ETFs
71%
$709M
23%
$295M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $80.1M | 106,900 | 7.97% |
Location
Powell, WY
Park
Location
Powell, WY
Headquartered in Powell, WY, in the West of the United States.
- Region
- West
- County
- Park
- Address
- 254 E 2nd St
- Time zone
- MT (UTC-7)
- Office locations
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