Golden State Wealth Management, LLC
Firm details
- Headquarters
- Powell, Wyoming
- CRD number
- 167995
- Registered since
- March 21, 2016
- Website
- www.teamgoldenstate.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI75.58%
- Individuals21.54%
- Corporations / Businesses1.25%
- Pension & Profit Sharing Plans1.16%
- Charitable Organizations0.44%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Golden State Wealth Management, LLC is an independent, SEC-registered RIA established in 2016 and owned by an individual practitioner. The firm serves both individual and family clients as well as institutional clients, operating as a capital allocator that sources third-party managers in addition to managing client portfolios directly. Its advisory services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of other advisers. The firm also conducts insurance brokerage activities and charges fees on a percentage-of-AUM basis alongside other fee arrangements. Golden State Wealth Management was named to Forbes’ Top RIA Firms list in 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities15%
- Non-Investment Grade Corp Bonds4%
- Cash & Cash Equivalents4%
- Other2%
Owners & executives
3 of 5
Daniel Catone
Chief Executive OfficerCRD 4469467
John Nahas
Founder & Chief Exceutive OfficerCRD 4374675
Rodd Miller
CFOCRD 4984062
Contacts
3 of 43
Scott Smith
Managing PartnerCRD 4400994
Jay Champlain
PrincipalCRD 1054808
Earl Rideau
Wealth ManagerCRD 2243525
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 843Active vs passive
$1B in ETFs
71%
$709M
23%
$295M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $80.1M | 106,900 | 7.97% |
Location
Powell, WY
Park
Location
Powell, WY
Headquartered in Powell, WY, in the West of the United States.
- Region
- West
- County
- Park
- Address
- 254 E 2nd St
- Time zone
- MT (UTC-7)
- Office locations
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