GM Securities, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
154657
Registered since
March 16, 2011

Firm profile

FINTRX

Overview

GM Securities, LLC is organized as a limited liability company and has been SEC-registered since 2011. The firm's public profile classifies it as an investment bank and identifies ownership as a mix of a domestic entity and an individual. Available records indicate the firm does not operate as a capital allocator and does not identify itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Several typical disclosure fields—such as client segments served, fee arrangements, and detailed business or advisory activities—are not populated in the source material. That limited public footprint suggests the firm’s regulatory profile and external reporting focus more on its corporate classification than on retail or institutional advisory operations.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Bridget Spaulding

    Bridget Spaulding

    Chief Financial OfficerCRD 6392261

Contacts

3 of 13
  • Christopher Hayes

    Christopher Hayes

    AssociateCRD 6739515

  • Gabrielle Caranto

    Gabrielle Caranto

    AnalystCRD 7836951

  • Eric Sabelhaus

    Eric Sabelhaus

    DirectorCRD 6211096

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
833 E Michigan St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth