GM Securities, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
154657
Registered since
March 16, 2011

Firm profile

FINTRX

Overview

GM Securities, LLC is organized as a limited liability company and is registered with the SEC (initial registration in 2011). FINTRX classifies the firm as an investment bank rather than a traditional asset manager. Ownership is listed as a combination of a domestic entity and an individual. The firm has not provided details on its client base, fee arrangements, formal business activities, or advisory services to FINTRX. Recorded attributes indicate it does not act as a capital allocator, is not identified as an active ESG investor, is not a multi-state adviser, and is not documented as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Bridget Spaulding

    Bridget Spaulding

    Chief Financial OfficerCRD 6392261

Contacts

3 of 13
  • Christopher Hayes

    Christopher Hayes

    AssociateCRD 6739515

  • Gabrielle Caranto

    Gabrielle Caranto

    AnalystCRD 7836951

  • Eric Sabelhaus

    Eric Sabelhaus

    DirectorCRD 6211096

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
833 E Michigan St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth