GM Securities, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
154657
Registered since
March 16, 2011

Firm profile

FINTRX

Overview

GM Securities, LLC is organized as a limited liability company and has been SEC-registered since 2011. The firm is classified as an investment bank and is owned by a mix of a domestic corporate entity and an individual. Publicly reported attributes indicate it does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Taken together, the snapshot suggests GM Securities operates on the investment banking side of the financial services industry rather than as a traditional wealth manager or discretionary asset manager. The firm has provided limited detail on fee structures, advisory activities, or client segments in the dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Bridget Spaulding

    Bridget Spaulding

    Chief Financial OfficerCRD 6392261

Contacts

3 of 13
  • John Beagle

    John Beagle

    Co-Founder and Managing DirectorCRD 2230709

  • Benjamin Scharff

    Benjamin Scharff

    Managing DirectorCRD 2738663

  • Andrew Hinz

    Andrew Hinz

    Managing DirectorCRD 4837399

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
833 E Michigan St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth