Gladstone Management Corporation

RIASEC Registered
Total AUM
$4.8B
Discretionary
$4.8B
100% of AUM
Avg account
$955M
Accounts
5
Employees
45
Advisory reps
10

Firm details

Headquarters
Mclean, Virginia
CRD number
122482
Registered since
September 13, 2002
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Other50.62%
  • Business Development Companies48.93%
  • Investment Companies0.45%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Gladstone Management Corporation is a corporate, SEC-registered institutional RIA (registered 2002) that serves primarily institutional clients. The firm provides portfolio management for investment companies and reports a fee model that includes percentage-of-AUM charges, performance-based fees and other fee arrangements. It is not designated as an active ESG investor, is not identified as a multi-state adviser in its filings, and does not act as a capital allocator. Industry affiliation noted in filings includes a broker‑dealer relationship.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 99%, Cash & Cash Equivalents 1%99%
  • Other99%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 4
  • David Gladstone

    David Gladstone

    Chief Executive OfficerCRD 4578897

  • John Dellafiora

    John Dellafiora

    Chief Compliance OfficerCRD 5412022

  • Michael Malesardi

    Chief Financial OfficerCRD 6999389

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Contacts

3 of 6
  • Eric Maloy

    Eric Maloy

    Managing DirectorCRD 5282420

  • Michael Licalsi

    Michael Licalsi

    PresidentCRD 2578298

  • Erich Hellmold

    Erich Hellmold

    Deputy General CounselCRD 4990775

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Mclean, VA

Fairfax

Location

Mclean, VA

Headquartered in Mclean, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Fairfax
Address
1521 Westbranch Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth