Gioben Capital LLC

RIASEC Registered
Total AUM
$6.7M
Discretionary
$6.7M
100% of AUM
Avg account
$204K
Accounts
33
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
316169
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI97.92%
  • Individuals2.08%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Gioben Capital LLC is a small, boutique advisory firm focused on portfolio management for individuals and small businesses. The firm runs discretionary strategies and charges both a percentage of assets under management and performance-based fees, indicating it structures some client relationships around outcome-driven mandates. Gioben Capital does not position itself as an ESG investor and operates without a multi-state adviser designation. Investment activity centers on public mutual funds as the core of client portfolios, while the firm also allocates to private market strategies—specifically venture capital and real estate—through third-party external managers. That mix suggests a blended approach: broadly diversified liquid exposures via pooled public funds supplemented by selective alternative allocations where the firm or its clients seek higher return or diversification potential.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Cash & Cash Equivalents 26%, Exchange Traded Equities 2%72%
  • Public Funds/Mutual Funds72%
  • Cash & Cash Equivalents26%
  • Exchange Traded Equities2%

Contacts

1 of 1
  • Jacob Bengio

    CCOCRD 7421887

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth