Lindenwood Financial LLC

RIASEC Registered
Total AUM
$6.7M
Discretionary
$6.7M
100% of AUM
Avg account
$127K
Accounts
53
Employees
2
Advisory reps
2

Firm details

Headquarters
Madison, Wisconsin
CRD number
327390
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI69.82%
  • Individuals30.18%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Lindenwood Financial LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on serving individual and family clients, providing financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Fee arrangements include a percentage-of-assets model as well as fixed fees. Lindenwood is identified as a capital allocator and is flagged as an active ESG investor, which suggests sustainability considerations play a role in its investment selection.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 99%, Cash & Cash Equivalents 1%99%
  • Public Funds/Mutual Funds99%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • John Schroder

    John Schroder

    Chief Operating OfficerCRD 8288591

Contacts

1 of 1
  • Katheryn Lindquist

    Investment AdvisorCRD 7271893

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Madison, WI

Dane

Location

Madison, WI

Headquartered in Madison, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
Dane
Address
622 W Washington Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth