Gatens Financial, LLC

Overview

Gatens Financial, LLC is an independent registered investment adviser that serves individual and family clients with a mix of financial planning and discretionary portfolio management. The firm operates as a capital allocator, blending pooled vehicles and third‑party managers to construct client portfolios. Its advisory services include direct portfolio management for individuals and small businesses, selection and oversight of outside advisers, and educational seminars—indicating a consultative approach that combines hands‑on implementation with access to external specialist managers. Investment activity tilts toward public funds and mutual funds as the primary vehicle for client exposure, with additional allocations to alternative strategies. Gatens Financial charges clients primarily by percentage of assets under management and also uses hourly fees for certain engagements. The firm does not position itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices