Cool Creek Financial

RIASEC Registered
Total AUM
$40.8M
Discretionary
$34.4M
84% of AUM
Avg account
$165K
Accounts
248
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
323167
Custodians
CHARLES SCHWAB & CO., INC., CAPITAL CLIENT GROUP, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals56.9%
  • HNWI27.42%
  • Pension & Profit Sharing Plans15.68%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cool Creek Financial is an independent, privately held Registered Investment Adviser organized as an LLC and run by an individual owner. The firm acts as a capital allocator for both individuals/families and institutional clients, delivering financial planning and portfolio management across personal, small-business and institutional mandates. Its advisory toolkit includes selection of other advisers and pension consulting services. Fee arrangements are flexible: percentage of assets under management, hourly fees, and fixed fees are all used. The firm identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Public Funds/Mutual Funds 25%, Investment Grade Corp Bonds 8%, State & Local Bonds 2%65%
  • Exchange Traded Equities65%
  • Public Funds/Mutual Funds25%
  • Investment Grade Corp Bonds8%
  • State & Local Bonds2%

Contacts

1 of 1
  • Steven Maher

    Steven Maher

    PresidentCRD 6094987

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth