Gardiner Investment Group, Inc.

Overview

Gardiner Investment Group, Inc. is a small, fee-based registered investment advisor that focuses on portfolio management for individuals and small businesses. The firm’s mandate and filings show a clear tilt toward equities: the bulk of client capital is held in exchange-traded equities and equity-oriented strategies. Business activity centers on discretionary portfolio management for individual and family clients, with a percentage-of-AUM fee model. The firm is not listed as an active ESG investor and operates under an individual-owner structure rather than as a multi-state or large institutional allocator. Gardiner’s profile reads like a boutique RIA that runs concentrated equity sleeves delivered through separately managed accounts and pooled mutual fund exposure as needed. Custody through Charles Schwab & Co., Inc. suggests the firm uses mainstream execution and custody plumbing, which supports a mix of individual securities and liquid ETF solutions for portfolio construction and rebalancing.

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Public Holdings

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Location & Offices