Swarthmore Asset Management Ltd
RIASEC Registered
Total AUM
$48.6M
Discretionary
$48.6M
100% of AUM
Avg account
$1.2M
Accounts
42
Employees
2
Advisory reps
1
Firm details
- Headquarters
- New York, New York
- CRD number
- 108507
- Registered since
- June 18, 1992
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI48.58%
- Other38.3%
- Individuals5.71%
- Pension & Profit Sharing Plans3.96%
- Corporations / Businesses2.82%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Swarthmore Asset Management Ltd. is an independent registered investment adviser that has been SEC-registered since 1992. The firm provides portfolio management services primarily for individuals, small businesses, and institutional clients, charging either a percentage of assets under management or fixed fees. According to its filings the firm does not describe itself as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents64%
- Other18%
- Exchange Traded Equities17%
- Non-Exchange Traded Equities1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 200 W 16th St
- Time zone
- ET (UTC-5)
- Office locations
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