GALLIOTT CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2021

Total AUM

$249M

Discretionary

$198M

79% of AUM

Avg account

$2.2M

Accounts

113

Employees

Advisory reps

Firm details

Headquarters: Beverly Hills, California
CRD number: 313094
Registered since: April 2, 2021
Website: www.galliott.com
Custodians: PERSHING LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, VONTOBEL AG, MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees, Other
Client types: HNWI44.49%
Corporations / Businesses24.43%
Pooled Investment Vehicles16.24%
Insurance Companies9.75%
Pension & Profit Sharing Plans3.36%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Galliott Capital Advisors, LLC is an independent, SEC-registered registered investment adviser that began operating in 2021 and functions as a capital allocator for both individual/family and institutional clients. The firm offers a broad range of advisory services that span financial planning, discretionary portfolio management for individuals, small businesses and pooled investment vehicles, pension consulting and the selection of third‑party advisers. Galliott also acts as sponsor/GP/managing member for pooled funds it sponsors. The firm uses multiple fee arrangements — percentage of assets under management, hourly and fixed fees, and performance-based fees — suggesting it serves a mix of advisory relationships from straightforward AUM billing to negotiated or incentive-based structures. It is not identified as an active ESG investor and is not designated as a multi-state adviser in the source data.