ELIOT FINKEL INVESTMENT COUNSEL, LLC

RIASEC RegisteredEst. 1974
Total AUM
$187M
Discretionary
$187M
100% of AUM
Avg account
$1.1M
Accounts
174
Employees
3
Advisory reps
2

Firm details

Headquarters
Beverly Hills, California
CRD number
104695
Registered since
August 28, 1974
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI87.2%
  • Individuals9.48%
  • Pension & Profit Sharing Plans3.32%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Eliot Finkel Investment Counsel, LLC is an independent registered investment adviser formed as a limited liability company and registered with the SEC since 1974. The firm is owner-operated and charges clients on a percentage-of-AUM basis. Its client mix includes high-net-worth individuals and families as well as institutional relationships. Advisory services focus on financial planning and discretionary portfolio management for individuals and small businesses. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, US Government Bonds 8%, Cash & Cash Equivalents 2%90%
  • Exchange Traded Equities90%
  • US Government Bonds8%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • PETER FINKEL

    Investment AdviserCRD 2840047

  • ELIOT FINKEL

    FounderCRD 4347629

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$419K in ETFs

Passive

100%

$419K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$419K645100.00%

Location

Primary office

Beverly Hills, CA

LOS ANGELES

Location

Beverly Hills, CA

Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
9401 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth