Fulcrum Capital, LLC

RIASEC Registered
Total AUM
$1.1B
Discretionary
$1B
97% of AUM
Avg account
$1.6M
Accounts
667
Employees
13
Advisory reps
8

Firm details

Headquarters
Seattle, Washington
CRD number
145322
Registered since
October 23, 2007
Website
www.fulcrumcapllc.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI71.41%
  • Charitable Organizations18.92%
  • Corporations / Businesses9.68%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Fulcrum Capital, LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 2007. The firm serves both individual and family clients as well as institutional accounts, and positions itself as a capital allocator that can both manage portfolios and select third-party managers. Its advisory services include financial planning and portfolio management for individuals, small businesses, and institutions. Fee arrangements are a mix of percentage-of-AUM and fixed fees. Fulcrum reports being an active ESG investor and was named to the Financial Times Top 300 RIA firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 45%, Exchange Traded Equities 44%, Cash & Cash Equivalents 7%, Investment Grade Corp Bonds 2%, Private Funds 2%45%
  • Public Funds/Mutual Funds45%
  • Exchange Traded Equities44%
  • Cash & Cash Equivalents7%
  • Investment Grade Corp Bonds2%
  • Private Funds2%

Owners & executives

3 of 3
  • Kathryn Fisher

    Kathryn Fisher

    Chief Wealth StrategistCRD 5435433

  • Michelle Mathieu

    Michelle Mathieu

    Chief Executive OfficerCRD 2096673

  • Matthew Wilkins

    Matthew Wilkins

    Chief Operating OfficerCRD 7356545

Contacts

3 of 5
  • Janet Welcher

    Janet Welcher

    Managing DirectorCRD 1108316

  • Hans Krippaehne

    Hans Krippaehne

    Director of InvestmentsCRD 7510388

  • Taylor Bohot

    Taylor Bohot

    Associate Wealth ManagerCRD 7458073

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$89.3M in ETFs

Passive

93%

$82.9M

Active

0%

$6.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MORNINGSTAR MID-CAP INDEX FUND (VO)VanguardPassiveMid Cap Blend$39.6M504,50844.32%
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Location

Primary office

Seattle, WA

King

Location

Seattle, WA

Headquartered in Seattle, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
800 5th Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth