Frontier Securities

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
74
Avg account
$0

Firm details

Headquarters
Richmond, Virginia
CRD number
136102
Registered since
December 8, 2005

Firm profile

FINTRX

Overview

Frontier Securities is organized as a limited liability company and has been SEC-registered since 2005. Regulatory classification on file lists the firm as an investment bank rather than a traditional registered investment adviser or a capital allocator. Ownership is recorded as a combination of a domestic entity and an individual. Publicly available entries provide little detail on the firm's client base or day-to-day advisory activities. The firm is not identified as an active ESG investor, is not listed as a multi-state adviser, and is not described as a pension consultant or related adviser in the dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • George Vick

    George Vick

    Chief Compliance Officer and Chief Operating OfficerCRD 3006623

  • Deborah Terry

    Deborah Terry

    Chief Financial OfficerCRD 5680197

  • Michael New

    Michael New

    Co-Founder & CEOCRD 7918893

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Contacts

3 of 70
  • Laurence Albukerk

    Laurence Albukerk

    Managing PartnerCRD 5697760

  • Akhil Patel

    Akhil Patel

    AnalystCRD 7138299

  • Michael Xirinachs

    Michael Xirinachs

    Director of Market DevelopmentCRD 6269430

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Richmond, VA

Henrico

Location

Richmond, VA

Headquartered in Richmond, VA, in the South of the United States.

Region
South
County
Henrico
Address
3307 Church Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth