Harris Williams
Firm details
- Headquarters
- Richmond, Virginia
- CRD number
- 113930
- Registered since
- December 14, 2001
- Website
- www.harriswilliams.com
Firm profile
FINTRXOverview
Harris Williams is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank rather than an asset manager. The firm registered with the SEC in 2001 and is identified as having domestic ownership structures. FINTRX indicates the organization is not a capital allocator, which aligns with an advisory and transactional focus rather than running discretionary investment portfolios. The profile shows several adviser-related flags set to No: Harris Williams is not recorded as an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not listed as a related adviser. FINTRX does not supply additional detail on business lines, client segments, or advisory activities for this entity.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Ashley Van Der Waag
Managing Director, Chief Compliance OfficerCRD 3079633

Paul Poggi
Chief Operating Officer & Managing DirectorCRD 5277661

John Neuner
Co-ceoCRD 4578584
Contacts
3 of 345
Timothy Alexander
Managing DirectorCRD 3104244

Bryce Walker
Managing DirectorCRD 6211310

Maria Riadova
Investment Banking AssociateCRD 8180283
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Richmond, VA
Richmond City
Location
Richmond, VA
Headquartered in Richmond, VA, in the South of the United States.
- Region
- South
- County
- Richmond City
- Address
- 1001 Haxall Point
- Time zone
- ET (UTC-5)
- Office locations
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