Harris Williams
Firm details
- Headquarters
- Richmond, Virginia
- CRD number
- 113930
- Registered since
- December 14, 2001
- Website
- www.harriswilliams.com
Firm profile
FINTRXOverview
Harris Williams is organized as a limited liability company and is classified as an investment bank. It has been SEC-registered since 2001 and is owned by a combination of domestic entities and individual stakeholders. The firm's profile in the source data indicates it does not operate as a capital allocator, which aligns with an advisory and transaction-oriented business model rather than ongoing portfolio management. Regulatory and operational flags in the dataset note that Harris Williams does not identify as an active ESG investor, is not registered as a multi-state adviser, is not newly formed, and does not function as a pension consultant or related adviser. Those attributes reinforce the characterization of the firm as focused on investment-banking activities rather than traditional registered-adviser services.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Ashley Van Der Waag
Managing Director, Chief Compliance OfficerCRD 3079633

Paul Poggi
Chief Operating Officer & Managing DirectorCRD 5277661

John Neuner
Co-CEOCRD 4578584
Contacts
3 of 376
Timothy Alexander
Managing DirectorCRD 3104244

Bryce Walker
Managing DirectorCRD 6211310

Maria Riadova
Investment Banking AssociateCRD 8180283
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Richmond, VA
Richmond City
Location
Richmond, VA
Headquartered in Richmond, VA, in the South of the United States.
- Region
- South
- County
- Richmond City
- Address
- 1001 Haxall Point
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Frontier Securities
Broker-DealerRichmond, VA
Wealthforge Distributors, LLC
Broker-DealerRichmond, VA
First Dominion Capital Corp.
Broker-DealerRichmond, VA
Cary Street Partners
Broker-DealerRichmond, VA
Davenport & Company LLC
Broker-DealerRichmond, VA
Wealthforge Securities, LLC
Broker-DealerRichmond, VA