Harris Williams

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
350
Avg account
$0

Firm details

Headquarters
Richmond, Virginia
CRD number
113930
Registered since
December 14, 2001

Firm profile

FINTRX

Overview

Harris Williams is organized as a limited liability company and is classified in the data as an investment bank. The firm registered with the SEC in 2001. Ownership is listed as a mix of domestic entities and individual owners. The firm is not described as a capital allocator and is not characterized as an active ESG investor. It is not identified as a multi-state registered investment adviser, nor as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Ashley Van Der Waag

    Ashley Van Der Waag

    Managing Director, Chief Compliance OfficerCRD 3079633

  • John Neuner

    John Neuner

    Co-ceoCRD 4578584

  • Paul Poggi

    Paul Poggi

    Chief Operating Officer & Managing DirectorCRD 5277661

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Contacts

3 of 346
  • Elliott Beaulieu

    Elliott Beaulieu

    Senior Compliance SpecialistCRD 5314742

  • Aleck Liu

    Aleck Liu

    AssociateCRD 6973418

  • Christopher Lacroix

    Christopher Lacroix

    DirectorCRD 5938959

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Richmond, VA

Richmond City

Location

Richmond, VA

Headquartered in Richmond, VA, in the South of the United States.

Region
South
County
Richmond City
Address
1001 Haxall Point
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth