Harris Williams

Broker-DealerFINRA MemberEst. 2001
Total AUM
—
Advisory reps
349
Avg account
$0

Firm details

Headquarters
Richmond, Virginia
CRD number
113930
Registered since
December 14, 2001

Firm profile

FINTRX

Overview

Harris Williams is organized as a limited liability company and is classified in the dataset as an investment bank. Its SEC registration dates to 2001. Ownership is recorded as a combination of a domestic entity and an individual. The firm’s FINTRX profile does not list traditional wealth-management attributes: it is identified as not being a capital allocator, not an active ESG investor, not a multi-state adviser, and not a pension consultant. Fields for client base, fee structure, business activities and advisory activities are not populated in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Ashley Van Der Waag

    Ashley Van Der Waag

    Managing Director, Chief Compliance OfficerCRD 3079633

  • John Neuner

    John Neuner

    Co-ceoCRD 4578584

  • Paul Poggi

    Paul Poggi

    Chief Operating Officer & Managing DirectorCRD 5277661

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Contacts

3 of 345
  • Elliott Beaulieu

    Elliott Beaulieu

    Senior Compliance SpecialistCRD 5314742

  • Aleck Liu

    Aleck Liu

    AssociateCRD 6973418

  • Christopher Lacroix

    Christopher Lacroix

    DirectorCRD 5938959

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Richmond, VA

Richmond City

Location

Richmond, VA

Headquartered in Richmond, VA, in the South of the United States.

Region
South
County
Richmond City
Address
1001 Haxall Point
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth