FRIEDENTHAL FINANCIAL, LLC

RIASEC RegisteredEst. 2013
Total AUM
$196M
Discretionary
$196M
100% of AUM
Avg account
$366K
Accounts
536
Employees
4
Advisory reps
4

Firm details

Headquarters
MARLTON, New Jersey
CRD number
150457
Registered since
October 9, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI74.98%
  • Individuals22.08%
  • Pension & Profit Sharing Plans1.78%
  • Corporations / Businesses0.78%
  • Charitable Organizations0.38%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Friedenthal Financial, LLC is an independent, SEC-registered RIA formed in 2013 and organized as a limited liability company with individual ownership. The firm serves both individuals and families as well as institutional clients, providing financial planning and portfolio management for individuals, small businesses, and institutions. Its advisory compensation combines a percentage-of-AUM model with the option of hourly charges. The firm does not present itself as a capital allocator and is not an active ESG investor. Advisory activity is focused on traditional planning and discretionary portfolio management rather than pension consulting or multi-state advisory operations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 24%, US Government Bonds 1%, Derivatives 1%, Private Funds 1%, Cash & Cash Equivalents 1%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities24%
  • US Government Bonds1%
  • Derivatives1%
  • Private Funds1%

Owners & executives

1 of 1
  • FREDERIC WHEELER

    Chief Investment OfficerCRD 5679832

Contacts

3 of 3
  • CLAUDIA SAIA

    Director of OperationsCRD 4671952

  • Soumyadeep Sinha

    Junior Portfolio ManagerCRD 7942133

  • MARK FRIEDENTHAL

    PresidentCRD 2661065

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 145

Active vs passive

$173M in ETFs

Passive

87%

$151M

Active

13%

$21.8M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$21.9M153,84212.69%

Location

Primary office

MARLTON, NJ

BURLINGTON

Location

MARLTON, NJ

Headquartered in MARLTON, NJ, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
BURLINGTON
Address
5000 Sagemore Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth