FRANK K. SWYDEN ASSET MNGT INC

Overview

Frank K. Swyden Asset Mngt Inc. is a small, equity-focused advisory firm that provides portfolio management for individuals and small businesses on a fee‑based (percentage of AUM) model. The firm’s visible preference is for exchange‑traded equities, which drive the bulk of client portfolios, and it supplements those positions with mutual funds and selective private placements. The adviser does not identify as an active ESG investor and is structured as a corporation with an individual owner type, serving a concentrated client base rather than a mass-market channel. Investment activity centers on discretionary management: the firm reports that all reported assets are managed on a discretionary basis. That positioning supports a streamlined decision-making process and suggests portfolio construction and rebalancing are handled by the firm without seeking client-by-client trade approvals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices