Frank K. Swyden Asset Mngt Inc
RIASEC Registered
Total AUM
$52.5M
Discretionary
$52.5M
100% of AUM
Avg account
$500K
Accounts
105
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 112396
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI81.21%
- Individuals18.79%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Frank K. Swyden Asset Mngt Inc is a small, privately held corporate advisory firm that manages investment portfolios for individuals and families, as well as small businesses. The firm operates on a percentage-of-assets fee model and focuses on discretionary portfolio management rather than institutional consulting or pension advisory. It is not positioned as an ESG-focused manager, does not report multi-state adviser activity, and does not act as an external capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents16%
Contacts
1 of 1
Frank Swyden
Owner, PresidentCRD 840609
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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