Lowell Road Asset Management, Inc.

RIASEC RegisteredEst. 2014

Total AUM

$50.3M

Discretionary

$25.1M

50% of AUM

Avg account

$419K

Accounts

120

Employees

Advisory reps

Firm details

Headquarters: Manhasset, New York
CRD number: 164370
Registered since: August 5, 2014
Website: www.lowellroad.com
Custodians: CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM
Client types: HNWI84.5%
Individuals14.8%
Corporations / Businesses0.7%
Services: Portfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Lowell Road Asset Management, Inc. is an independent, SEC-registered investment adviser organized as a corporation and owned by an individual. The firm has been registered with the SEC since 2014 and charges clients on a percentage-of-AUM basis. Its client base spans individuals and families as well as institutional accounts. Primary advisory activities listed are portfolio management for individuals and small businesses and delivery of educational seminars or workshops. The firm is not designated as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser.