Lowell Road Asset Management, Inc.

RIASEC Registered

Total AUM

$52.5M

Discretionary

$26.5M

50% of AUM

Avg account

$420K

Accounts

125

Employees

Advisory reps

Firm details

Headquarters: Manhasset, New York
CRD number: 164370
Registered since: August 5, 2014
Website: www.lowellroad.com
Custodians: CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM
Client types: HNWI84.52%
Individuals15.48%
Services: Portfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Lowell Road Asset Management, Inc. is an independent, single-owner registered investment adviser that has been SEC-registered since 2014. The firm concentrates on fee-based portfolio management for individual and family clients, as well as small businesses, and supplements its advisory work with educational seminars and workshops. Its standard billing model is a percentage of assets under management. The firm does not market itself as an ESG investor, does not serve as a capital allocator or pension consultant, and is not structured as a multi-state advisory platform. Service delivery includes both discretionary and non-discretionary portfolio relationships.