Foundation Financial Inc.
RIASEC Registered
Total AUM
$17.5M
Discretionary
$17.5M
100% of AUM
Avg account
$461K
Accounts
38
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 168147
- Website
- www.foundfin.com
- Custodians
- ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.74%
- Individuals14.26%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Foundation Financial Inc. is an owner-operated, independent registered investment adviser that focuses on individual and family clients and small-business owners. Its advisory work centers on financial planning and portfolio management, and the firm exercises discretionary authority over client assets. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Foundation Financial does not present itself as a capital allocator, and it is not identified as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- US Government Bonds4%
- Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Contacts
1 of 1
Sara Leydon
FounderCRD 6224654
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Treeline Financial Planning
RIAAUM $17.5MTEAM 1REPS 1
Anfield Wealth Management
RIAAUM $17.5MTEAM 1REPS 1
Dakota Asset Management, LLC
RIAAUM $17.5MTEAM 2REPS 2
Sandos Financial
RIAAUM $17.6MTEAM 2REPS 2
Sophos Wealth Management
RIAAUM $17.5MTEAM 1REPS 1
Sorensen Financial Management
RIADenver, CO
AUM $17.6MTEAM 1REPS 1