Covered Edge Asset Management, LLC

RIASEC Registered
Total AUM
$17.6M
Discretionary
$17.6M
100% of AUM
Avg account
$174K
Accounts
101
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
158525
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Covered Edge Asset Management, LLC is a small, owner-operated advisory firm focused on direct portfolio management for individuals, families and small businesses. The firm charges a percentage-of-AUM fee schedule and can also apply performance-based fees on certain strategies, which signals an active, results-oriented investment approach. Investment activity is tilted toward publicly traded equities and exchange-traded instruments as the primary vehicle for building client portfolios. Covered Edge does not position itself as an ESG investor, and it operates from a single-office footprint rather than as a multi-state adviser. The firm’s advisory scope is straightforward: discretionary management of client portfolios with an equity-first preference. That orientation drives how portfolios are constructed—core equity exposures via individual listed stocks and ETFs, supplemented with mutual funds where managers seek additional diversification or sector/strategy coverage.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, US Government Bonds 14%, Cash & Cash Equivalents 12%, Investment Grade Corp Bonds 1%, Derivatives 1%72%
  • Exchange Traded Equities72%
  • US Government Bonds14%
  • Cash & Cash Equivalents12%
  • Investment Grade Corp Bonds1%
  • Derivatives1%

Contacts

1 of 1
  • James Schroeder

    President and Portfolio ManagerCRD 2679516

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth