Fortune Financial Group, Inc.

RIASEC & State Registered
Total AUM
$141M
Discretionary
$141M
100% of AUM
Avg account
$271K
Accounts
520
Employees
4
Advisory reps
3

Firm details

Headquarters
,
CRD number
111378
Registered since
July 7, 2025
Website
fortunefinancialgroup.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Commissions, Other
Client types
  • HNWI76.6%
  • Individuals23.4%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fortune Financial Group, Inc. is an independent, corporation-structured registered investment adviser that reports an individual owner and began SEC registration in 2025. The firm serves individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its fee mix includes percentage-of-AUM billing along with hourly charges, commission-based work and other fee arrangements. Fortune Financial Group is not a capital allocator or a related adviser, and it does not position itself as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Other 10%, Exchange Traded Equities 5%, Cash & Cash Equivalents 1%84%
  • Public Funds/Mutual Funds84%
  • Other10%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Bradley Rosley

    Bradley Rosley

    CEOCRD 1559979

Contacts

2 of 2
  • Christine Kalivas

    Christine Kalivas

    Certified Financial PlannerCRD 1734959

  • Nicholas Kalivas

    Nicholas Kalivas

    Financial AdvisorCRD 1764792

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 94

Active vs passive

$110M in ETFs

Passive

82%

$90.3M

Active

17%

$20.1M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 LOW VOLATILITY ETF (SPLV)InvescoPassiveLarge Value$8.3M110,7967.52%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth