FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

Broker-DealerFINRA MemberEst. 2007
Total AUM
$797M
Discretionary
$33.6M
4% of AUM
Accounts
262
Employees
44
Advisory reps
34
Brokerage reps
31

Firm details

Headquarters
Washington, District of Columbia
CRD number
319
Registered since
April 24, 2007
Website
www.fnfd.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI90.04%
  • Individuals8.96%
  • Charitable Organizations0.96%
  • Other0.04%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Folger Nolan Fleming Douglas Incorporated is a corporation that operates as both a broker-dealer and an investment adviser. The firm is SEC-registered (2007) and identifies as a capital allocator that serves individual and family clients alongside institutional and business clients. Its advisory services include discretionary and non-discretionary portfolio management for individuals, small businesses, and institutions, plus selection of other advisers. Compensation is primarily a percentage-of-assets-under-management fee. The firm is not designated as an active ESG investor, is not listed as a multi-state adviser, and does not report pension consulting or a related adviser affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Public Funds/Mutual Funds 31%, Cash & Cash Equivalents 4%, Other 3%, State & Local Bonds 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%59%
  • Exchange Traded Equities59%
  • Public Funds/Mutual Funds31%
  • Cash & Cash Equivalents4%
  • Other3%
  • State & Local Bonds2%

Owners & executives

2 of 2

  • CHRISTOPHER HILL

    Chief Compliance OfficerCRD 4234339

  • RICHARD FOSTER

    President, CEOCRD 1655391

Contacts

3 of 32

  • STEPHEN THOMPSON

    AnalystCRD 5699966

  • Catherine Portner

    Financial AdvisorCRD 7201729

  • WILLIAM BARRETT

    Vice PresidentCRD 872782

Unlock 29 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Washington, DC

DISTRICT OF COLUMBIA

Location

Washington, DC

Headquartered in Washington, DC, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
DISTRICT OF COLUMBIA
Address
725 15th St NW
Time zone
ET (UTC-5)
Office locations

Similar firms

CHERTOFF CAPITAL, LLC

Broker-Dealer

Washington, DC

AUM —REPS 4

WACHTEL & CO., INC.

Broker-Dealer

Washington, DC

AUM —REPS 2

FTI CAPITAL ADVISORS, LLC

Broker-Dealer

Washington, DC

AUM —REPS 33

EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC

Broker-Dealer

Washington, DC

AUM —REPS 8

COMPASS POINT RESEARCH & TRADING, LLC

Broker-Dealer

Washington, DC

AUM —REPS 39

3WIRE ADVISORY LLC

Broker-Dealer

Washington, DC

AUM —REPS 9
More Broker-Dealers in Washington →All District of Columbia Broker-Dealers →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth