Compass Point Research & Trading, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
39
Avg account
$0

Firm details

Headquarters
Washington, District of Columbia
CRD number
126258
Registered since
August 21, 2003

Firm profile

FINTRX

Overview

Compass Point Research & Trading, LLC is organized as a limited liability company and has been SEC-registered since 2003. Public records categorize the firm as an investment bank rather than a traditional registered investment adviser or asset manager. Ownership is shown as a combination of a domestic entity and individual ownership. The dataset flags several operational characteristics: Compass Point Research & Trading does not act as a capital allocator, is not identified as an active ESG investor, and is not listed as a multi-state adviser or pension consultant. There are no entries for advisory or specific business activity details in the provided profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Michael Kiernan

    Michael Kiernan

    Chief Operating OfficerCRD 2283816

  • Kevin Grant

    Kevin Grant

    Chief Compliance OfficerCRD 6383394

  • Burke Hayes

    Burke Hayes

    Chief Executive OfficerCRD 3211858

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Contacts

3 of 35
  • Jason Stewart

    Jason Stewart

    DirectorCRD 3138710

  • Ali Faruqi

    Ali Faruqi

    Research AssociateCRD 7702969

  • Giuliano Bologna

    Giuliano Bologna

    Managing Director, Senior Research AnalystCRD 5758635

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Washington, DC

District Of Columbia

Location

Washington, DC

Headquartered in Washington, DC, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
District Of Columbia
Address
2300 N St Nw
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth