COMPASS POINT RESEARCH & TRADING, LLC

Overview

Compass Point Research & Trading, LLC is organized as a limited liability company and has been SEC-registered since 2003. FINTRX classifies the entity as an investment bank rather than an asset manager or capital allocator; ownership is listed as a domestic entity and individual. The firm is not flagged in the dataset as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX also indicates it is not a capital allocator, which aligns with its classification focused on research and trading activities rather than managing client capital.

Assets & Accounts

Location & Offices