Compass Point Research & Trading, LLC

Broker-DealerFINRA MemberEst. 2003

Total AUM

—

Advisory reps

39

Avg account

$0

Firm details

Headquarters: Washington, District of Columbia
CRD number: 126258
Registered since: August 21, 2003
Website: www.compasspointllc.com

Firm profile

FINTRX

Overview

Compass Point Research & Trading, LLC is organized as a limited liability company and is classified in filings as an investment bank. The firm has been SEC-registered since 2003. Ownership is recorded as a combination of a domestic entity and an individual. Available records do not describe advisory mandates, fee schedules, or specific business lines beyond the investment bank classification. Compass Point is not identified as a capital allocator, is not flagged as an active ESG investor, and is not listed as a pension consultant or a related adviser. Its filing also indicates it is not a multi-state adviser.

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 4

Christopher Nealon
President and Chief Operating OfficerCRD 2447167
Michael Kiernan
Chief Operating OfficerCRD 2283816
Burke Hayes
Chief Executive OfficerCRD 3211858

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Contacts

3 of 35

Joseph Kemp
Managing DirectorCRD 5834025
Edwin Groshans
Research AnalystCRD 4068779
John Kemp
Managing DirectorCRD 6253301

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Washington, DC

District Of Columbia

Location

Washington, DC

Headquartered in Washington, DC, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: District Of Columbia
Address: 2300 N St Nw
Time zone: ET (UTC-5)
Office locations

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