Compass Point Research & Trading, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
—
Advisory reps
39
Avg account
$0

Firm details

Headquarters
Washington, District of Columbia
CRD number
126258
Registered since
August 21, 2003
Website
www.compasspointllc.com

Firm profile

FINTRX

Overview

Compass Point Research & Trading, LLC is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank. The entity has been registered with the SEC since 2003. Ownership is listed as a combination of a domestic entity and an individual. The profile indicates the firm is not a capital allocator and is not identified as an active ESG investor or a multi-state registered adviser. There are no disclosed advisory activities, client segments, or fee arrangements in the provided data.

Assets & Accounts

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Christopher Nealon

    Christopher Nealon

    President and Chief Operating OfficerCRD 2447167

  • Michael Kiernan

    Michael Kiernan

    Chief Operating OfficerCRD 2283816

  • Burke Hayes

    Burke Hayes

    Chief Executive OfficerCRD 3211858

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Contacts

3 of 35

  • Joseph Kemp

    Managing DirectorCRD 5834025

  • Edwin Groshans

    Edwin Groshans

    Research AnalystCRD 4068779

  • John Kemp

    John Kemp

    Managing DirectorCRD 6253301

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Washington, DC

District Of Columbia

Location

Washington, DC

Headquartered in Washington, DC, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
District Of Columbia
Address
2300 N St Nw
Time zone
ET (UTC-5)
Office locations

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