Fiscal Dynamics Incorporated

RIASEC Registered

Total AUM

$35.4M

Discretionary

$35.4M

100% of AUM

Avg account

$385K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Farmington, Connecticut
CRD number: 111155
Website: www.fiscaldynamics.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI80.23%
Individuals15.43%
Pension & Profit Sharing Plans4.34%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Fiscal Dynamics Incorporated is an independent, corporate-structured registered investment adviser that acts as a capital allocator for both individual/family and institutional clients. The firm provides financial planning and portfolio management across client segments — servicing individuals and small businesses as well as business and institutional accounts — and also performs manager selection for third-party advisers. Fee arrangements include percentage-of-AUM billing, fixed fees and other fee types. The firm does not characterize itself as an active ESG investor, is not a multi-state adviser, and does not serve as a pension consultant.