Sagebroadview Wealth Management, LLC

RIASEC Registered
Total AUM
$397M
Discretionary
$397M
100% of AUM
Avg account
$668K
Accounts
595
Employees
8
Advisory reps
6

Firm details

Headquarters
Farmington, Connecticut
CRD number
126472
Registered since
July 16, 2015
Custodians
CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.11%
  • Individuals4.41%
  • Corporations / Businesses0.48%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sagebroadview Wealth Management, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registration in 2015) and functions as a capital allocator for individual and family clients. Its advisory work centers on financial planning, discretionary portfolio management for individuals and small businesses, and the selection of other advisers. Sagebroadview charges fees using a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. The firm is not an active ESG investor and lists accountants among its industry affiliations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Cash & Cash Equivalents 5%, Exchange Traded Equities 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%90%
  • Public Funds/Mutual Funds90%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities2%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 6
  • John Principe

    John Principe

    Partner, Wealth ManagerCRD 5802007

  • Jeffrey Annello

    Jeffrey Annello

    Investment and Planning AnalystCRD 5839129

  • Christopher Annello

    Christopher Annello

    Partner, Wealth ManagerCRD 5998570

Unlock 3 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Farmington, CT

Hartford

Location

Farmington, CT

Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
10 Waterside Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth