FIS Brokerage & Securities Services LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
Bolingbrook, Illinois
CRD number
104162
Registered since
October 12, 2000

Firm profile

FINTRX

Overview

FIS Brokerage & Securities Services LLC is organized as a limited liability company and appears on SEC records dating to 2000. The firm is listed as a domestic entity/individual owner type and is categorized as “unclassified” in the snapshot provided. The publicly reported profile contains minimal operational detail: items such as client base, fee structure, business activities and advisory activities were not disclosed in the source data. The snapshot flags several negative indicators for an advisory business: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant and not a related adviser. Taken together with the lack of disclosed business activity, the available information suggests this entity does not present itself as an active, external-facing wealth manager or registered investment adviser in the data provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jenel Damis

    Jenel Damis

    Chief Compliance OfficerCRD 3261583

Contacts

3 of 28
  • Adam Olivarez

    Adam Olivarez

    AssociateCRD 7558559

  • Ellen Hughes

    Ellen Hughes

    Compliance Analyst IICRD 3018346

  • Erin Shumway

    Erin Shumway

    Compliance AnalystCRD 6814490

Unlock 25 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bolingbrook, IL

Will

Location

Bolingbrook, IL

Headquartered in Bolingbrook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Will
Address
270 Remington Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth