First Trust Portfolios L.P.

Overview

First Trust Portfolios L.P. is organized as a partnership and has been SEC-registered since 1991. The firm is classified in the source data as an investment bank and is identified as having domestic entity and individual ownership. According to the same source, it is not listed as a capital allocator, is not flagged as an active ESG investor, and is not designated as a pension consultant or a related adviser. The regulatory and organizational descriptors point to an entity operating in the investment-product or distribution side of financial services rather than as a traditional multi-state advisory firm; the filing does not characterize the firm as a multi-state adviser.

Location & Offices