First Trust Capital Management L.P.

RIASEC Registered

Total AUM

$12.7B

Discretionary

$11.7B

92% of AUM

Avg account

$316M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 317825
Registered since: January 3, 2022
Website: www.firsttrustcapital.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Investment Companies61.03%
Pooled Investment Vehicles38.97%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

First Trust Capital Management L.P. is a privately organized limited partnership that operates as a multi-strategy investment manager. The firm is registered with the SEC (registered in 2022) and serves primarily institutional clients. Its activities span hedge funds, private equity, real estate funds and related pooled vehicles; it also functions as a sponsor and general partner for pooled investment vehicles and performs selection of other advisers. First Trust charges a mix of percentage-of-AUM, fixed and performance-based fees, and engages in commodity pool/CTA activities and other financial product sales. The firm is not identified as an active ESG investor and is not positioned as a capital allocator.