First Trust Capital Management L.P.

RIASEC RegisteredEst. 2022
Total AUM
$12.7B
Discretionary
$11.7B
92% of AUM
Avg account
$316M
Accounts
40
Employees
62
Advisory reps
7

Firm details

Headquarters
Chicago, Illinois
CRD number
317825
Registered since
January 3, 2022
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies61.03%
  • Pooled Investment Vehicles38.97%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

First Trust Capital Management L.P. is a limited partnership that registered with the SEC in 2022 and operates as a multi-strategy alternative asset manager. The firm’s mandate spans private equity, hedge funds, real estate and other pooled vehicles; it acts both as a sponsor/GP of private funds and as an adviser that selects and allocates to outside managers. Its client base is institutional, and its fee arrangements include AUM-based, fixed and performance-linked components. Operationally, the firm performs a range of advisory activities: portfolio management for investment companies and pooled vehicles, management for businesses and institutions, and selection of other advisers. It also engages in CPO/CTA activities and other financial product sales roles, and maintains industry affiliations consistent with broker-dealer, adviser and sponsor/GP activities. First Trust Capital Management is not an active ESG investor and does not identify as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Michael Peck

    Michael Peck

    President, Co‑CIOCRD 6241227

  • Chad Eisenberg

    Chad Eisenberg

    Chief Operating OfficerCRD 6310581

  • Marc Bassewitz

    Marc Bassewitz

    Chief Compliance Officer & General CounselCRD 5715569

Unlock 3 more executives

Contacts

1 of 1
  • Thomas Reckley

    Thomas Reckley

    SVPCRD 7250907

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
225 W Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth