Duff & Phelps Investment Management Co
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 107296
- Registered since
- July 2, 1979
- Website
- www.dpimc.com
- Custodians
- THE BANK OF NEW YORK MELLON, CITI PRIVATE BANK, INSTITUTIONAL INVESTOR SERVICES, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies58.92%
- Pension & Profit Sharing Plans16.43%
- Pooled Investment Vehicles11.59%
- Corporations / Businesses7.19%
- State / Municipal Government5.5%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Duff & Phelps Investment Management Co is a corporate, institutional registered investment adviser that has been SEC-registered since 1979. The firm’s client focus is institutional — it provides portfolio management for investment companies, pooled investment vehicles and for businesses or other institutions. Fee arrangements include asset-based fees and performance-linked fees. The firm is not listed as an active ESG investor and is identified as neither a multi-state nor newly formed adviser; ownership is reported as a mix of domestic entity and individual interests.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- US Government Bonds16%
- Investment Grade Corp Bonds6%
- State & Local Bonds2%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$18.5M in ETFs
91%
$16.8M
9%
$1.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO DB COMMODITY INDEX TRACKING FUND (DBC) | Invesco | Passive | Commodities Broad Basket | $5.2M | 160,419 | 28.10% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 10 S Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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