First Southern, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
46
Avg account
$0

Firm details

Headquarters
Guaynabo, PR
CRD number
282756
Registered since
December 5, 2016
Website
fssec.com

Firm profile

FINTRX

Overview

First Southern, LLC is organized as a limited liability company and is SEC-registered since 2016. Ownership is listed as a mix of a domestic entity and an individual. The firm is classified as "unclassified" in FINTRX's snapshot and is not identified as a capital allocator. Public disclosures in the FINTRX record are sparse: client types, advisory activities, fee arrangements and business lines were not provided. The firm is not marked as an active ESG investor, not a pension consultant, not a related adviser, and is not identified as a newly formed or multi-state adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • William Hawk

    CEO & PresidentCRD 2494928

  • Stephanie Jackels

    Chief Financial OfficerCRD 5928877

  • Glorimar Escudero Diaz

    Glorimar Escudero Diaz

    Executive CoordinatorCRD 3206566

Contacts

3 of 43
  • Manlio Arena

    Registered RepresentativeCRD 4087592

  • Lauri Friel

    Lauri Friel

    Registered RepresentativeCRD 4196353

  • Daniel Schwartz

    Daniel Schwartz

    Director of Business DevelopmentCRD 5820451

Unlock 40 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Guaynabo, PR

Location

Guaynabo, PR

Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
2 Calle Tabonuco
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth