First Southern, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
47
Avg account
$0

Firm details

Headquarters
Guaynabo, PR
CRD number
282756
Registered since
December 5, 2016
Website
fssec.com

Firm profile

FINTRX

Overview

First Southern, LLC is a limited liability company that is registered with the SEC as an investment adviser since 2016. FINTRX classifies the firm as unclassified and records its owner type as a combination of a domestic entity and individual ownership. The firm is not listed as a multi-state adviser, it is not identified as a capital allocator, and it does not report active ESG investing activity. FINTRX does not provide details on the firm's advisory or business activities, fee structure, or client demographics.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • William Hawk

    CEO & PresidentCRD 2494928

  • Stephanie Jackels

    Chief Financial OfficerCRD 5928877

  • Sharon Jones

    Sharon Jones

    Chief Compliance OfficerCRD 3124470

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Contacts

3 of 43
  • Manlio Arena

    Registered RepresentativeCRD 4087592

  • Lauri Friel

    Lauri Friel

    Compliance ManagerCRD 4196353

  • Daniel Schwartz

    Daniel Schwartz

    Director of Business DevelopmentCRD 5820451

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Guaynabo, PR

Location

Guaynabo, PR

Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
2 Calle Tabonuco
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth