First Southern, LLC
Firm details
- Headquarters
- Guaynabo, PR
- CRD number
- 282756
- Registered since
- December 5, 2016
- Website
- fssec.com
Firm profile
FINTRXOverview
First Southern, LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2016. FINTRX characterizes ownership as a mix of a domestic entity and an individual and lists the firm’s regulatory classification as unclassified. The profile signals that First Southern does not act as a capital allocator and does not identify itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Public disclosures on investment approach, client segments, fee schedules and specific advisory activities are sparse in the available record. That limited transparency makes it difficult to draw conclusions about target client types or portfolio construction from the FINTRX snapshot alone.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3William Hawk
CEO & PresidentCRD 2494928
Stephanie Jackels
Chief Financial OfficerCRD 5928877

Glorimar Escudero Diaz
Executive CoordinatorCRD 3206566
Contacts
3 of 42Manlio Arena
Registered RepresentativeCRD 4087592

Daniel Schwartz
Director of Business DevelopmentCRD 5820451

Rafael Pagan Marxuach
Managing PartnerCRD 2863850
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Guaynabo, PR
Location
Guaynabo, PR
Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.
- Metro area
- San Juan-Bayam_n, PR
- Address
- 2 Calle Tabonuco
- Office locations
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