First Sentier Investors
Firm details
- Headquarters
- Barangaroo Nsw,
- CRD number
- 160034
- Registered since
- January 10, 2012
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles39.94%
- Sovereign Wealth Funds38.02%
- Pension & Profit Sharing Plans12.61%
- State / Municipal Government2.84%
- Banking / Thrift Institutions2.03%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
First Sentier Investors is an institutional-registered investment adviser organized as a corporation that primarily serves institutional clients. The firm operates with a fee model that includes both asset-based fees and performance-linked fees and reports activity as a CPO/CTA while providing portfolio management for investment companies, pooled investment vehicles, and businesses or institutions. Ownership is recorded as a mix of a foreign entity and individual owners. The firm identifies itself as an active ESG investor and does not position itself as a capital allocator; instead, it appears to manage and sponsor pooled structures and outsource to third-party managers for certain strategies. Regulatory filings show the adviser has been SEC-registered since 2012 and maintains a set of industry roles and affiliations beyond pure advisory work — including broker-dealer relationships, banking/thrift and trust company connections, insurance-company links, and sponsor or GP activity for pooled investment vehicles. Those institutional-sponsor capabilities align with its advisory footprint across investment companies and collective vehicles.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents81%
- Exchange Traded Equities19%
Owners & executives
3 of 4Ashley Conn
Chief Financial OfficerCRD 4981615
Amanda Gazal
Chief Operating OfficerCRD 7869468
Noel O'brien
CFOCRD 7707332
Contacts
3 of 4
Lauren Prendiville
Managing DirectorCRD 6981651
Lisa Warburton
Group General CounselCRD 7658611
Hendrie Koster
Regional Managing DirectorCRD 8062760
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Barangaroo Nsw, null
Location
Barangaroo Nsw, null
Headquartered in Barangaroo Nsw, null.
- Address
- Level 5 Tower 3 International Towers
- Office locations
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