First Sentier Investors

RIASEC RegisteredEst. 2012
Total AUM
$52.9B
Discretionary
$52.9B
100% of AUM
Avg account
$540M
Accounts
98
Employees
313
Advisory reps
8

Firm details

Headquarters
Barangaroo Nsw,
CRD number
160034
Registered since
January 10, 2012
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles39.94%
  • Sovereign Wealth Funds38.02%
  • Pension & Profit Sharing Plans12.61%
  • State / Municipal Government2.84%
  • Banking / Thrift Institutions2.03%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

First Sentier Investors is an institutional-registered investment adviser organized as a corporation that primarily serves institutional clients. The firm operates with a fee model that includes both asset-based fees and performance-linked fees and reports activity as a CPO/CTA while providing portfolio management for investment companies, pooled investment vehicles, and businesses or institutions. Ownership is recorded as a mix of a foreign entity and individual owners. The firm identifies itself as an active ESG investor and does not position itself as a capital allocator; instead, it appears to manage and sponsor pooled structures and outsource to third-party managers for certain strategies. Regulatory filings show the adviser has been SEC-registered since 2012 and maintains a set of industry roles and affiliations beyond pure advisory work — including broker-dealer relationships, banking/thrift and trust company connections, insurance-company links, and sponsor or GP activity for pooled investment vehicles. Those institutional-sponsor capabilities align with its advisory footprint across investment companies and collective vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 81%, Exchange Traded Equities 19%81%
  • Cash & Cash Equivalents81%
  • Exchange Traded Equities19%

Owners & executives

3 of 4
  • Ashley Conn

    Chief Financial OfficerCRD 4981615

  • Amanda Gazal

    Chief Operating OfficerCRD 7869468

  • Noel O'brien

    CFOCRD 7707332

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Contacts

3 of 4
  • Lauren Prendiville

    Lauren Prendiville

    Managing DirectorCRD 6981651

  • Lisa Warburton

    Group General CounselCRD 7658611

  • Hendrie Koster

    Regional Managing DirectorCRD 8062760

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Barangaroo Nsw, null

Location

Barangaroo Nsw, null

Headquartered in Barangaroo Nsw, null.

Address
Level 5 Tower 3 International Towers
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth