Gw&K Investment Management, LLC

RIASEC Registered

Total AUM

$52.8B

Discretionary

$52.8B

100% of AUM

Avg account

$1.1M

Accounts

48,710

Employees

177

Advisory reps

Firm details

Headquarters: Boston, Massachusetts
CRD number: 121942
Registered since: November 18, 2002
Website: www.gwkinvest.com
Custodians: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI76.52%
Investment Companies9.34%
Corporations / Businesses5.91%
Pooled Investment Vehicles5.69%
Pension & Profit Sharing Plans1.34%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Gw&K Investment Management, LLC is an SEC-registered investment adviser (registered in 2002) organized as an LLC that serves both individual/family and institutional clients. The firm operates as a capital allocator and provides a broad set of advisory services: financial planning, portfolio management for individuals, businesses and pooled vehicles, selection of other advisers, and management roles in sponsored pooled vehicles. Gw&K charges a mix of percentage-of-AUM, fixed, and performance-based fees and reports being an active ESG investor. The firm maintains multiple industry roles and affiliations beyond pure advisory work, including broker-dealer relationships, activity as an investment adviser to other vehicles, and roles as a sponsor/GP and CPO/CTA. Gw&K was named among CNBC’s Top 100 Financial Advisory Firms in 2019.