GW&K INVESTMENT MANAGEMENT, LLC
Firm details
- Headquarters
- BOSTON, Massachusetts
- CRD number
- 121942
- Registered since
- November 18, 2002
- Website
- www.gwkinvest.com
- Custodians
- MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI76.52%
- Investment Companies9.34%
- Corporations / Businesses5.91%
- Pooled Investment Vehicles5.69%
- Pension & Profit Sharing Plans1.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Gw&K Investment Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2002. The firm serves both individual/family and institutional clients and acts as a capital allocator, offering a mix of portfolio management and financial planning across separate accounts, pooled vehicles and investment companies. Fee arrangements include asset-based fees, fixed-fee engagements and performance-linked compensation. Gw&K reports being an active ESG investor and performs manager selection services in addition to managing portfolios directly. The firm also holds industry roles that include broker-dealer and sponsor/general partner activity for pooled investment vehicles. Gw&K was named to CNBC’s Top 100 Financial Advisory Firms list in 2019.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- State & Local Bonds63%
- Exchange Traded Equities22%
- Investment Grade Corp Bonds5%
- US Government Bonds4%
- Non-Investment Grade Corp Bonds2%
Owners & executives
3 of 4THOMAS POWERS
Co-CEO, PartnerCRD 1889039
DAVID ROUSE
Principal And Chief Compliance OfficerCRD 7352009
BRIAN MAGUIRE
Principal and Chief Financial OfficerCRD 4459505
Contacts
3 of 9DANIEL FASCIANO
Director, Private Wealth ManagementCRD 4518411
Chad O'Neil
Client Service AssociateCRD 6669207
SCOTT PETERSON
Vice PresidentCRD 2198254
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 105Active vs passive
$81M in ETFs
98%
$79.4M
2%
$1.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 2000 ETF (IWM) | BlackRock | Passive | Small Blend | $26.7M | 107,825 | 33.03% |
Location
BOSTON, MA
SUFFOLK
Location
BOSTON, MA
Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 222 Berkeley St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
BRECKINRIDGE CAPITAL ADVISORS INC
RIABOSTON, MA
TA ASSOCIATES
RIABOSTON, MA
PARTNERS CAPITAL INVESTMENT GROUP, LLP
RIABOSTON, MA
SCS CAPITAL MANAGEMENT LLC
RIABOSTON, MA
MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC
RIABOSTON, MA
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA
RIABOSTON, MA