First Liberties Financial

Broker-DealerFINRA MemberEst. 1983
Total AUM
—
Advisory reps
33
Avg account
$0

Firm details

Headquarters
Tampa, Florida
CRD number
14432
Registered since
December 21, 1983

Firm profile

FINTRX

Overview

First Liberties Financial is organized as a corporation and has been SEC-registered since 1983. Regulatory classification in the source data identifies the firm as an investment bank. Ownership is listed as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator and the data flags it as not being an active ESG investor. Additional register flags indicate it is not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The record provided does not include descriptive entries for the firm’s advisory or broader business activities, client segments, or fee schedule, so there is no granular information about the services First Liberties Financial offers or its target client types in this data set.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Sevasti Balafas

    Sevasti Balafas

    CEO and FounderCRD 4884215

  • Hilary Bergman

    Hilary Bergman

    Chief Executive OfficerCRD 1834738

  • Steven Shaffer

    Chief Compliance OfficerCRD 1027259

Unlock 4 more executives →

Contacts

3 of 26
  • Amanda Montgomery

    Amanda Montgomery

    Managing DirectorCRD 4558534

  • Andrew Friedwald

    Andrew Friedwald

    Executive DirectorCRD 1354237

  • Kim Rothschild

    Registered RepresentativeCRD 1461411

Unlock 23 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Tampa, FL

Hillsborough

Location

Tampa, FL

Headquartered in Tampa, FL, in the South of the United States.

Region
South
County
Hillsborough
Address
2915 N Boulevard
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth