First Liberties Financial

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
33
Avg account
$0

Firm details

Headquarters
Tampa, Florida
CRD number
14432
Registered since
December 21, 1983

Firm profile

FINTRX

Overview

First Liberties Financial is organized as a corporation and is classified in FINTRX as an investment bank. The profile shows a privately held structure with domestic-entity and individual ownership. The firm's footprint in FINTRX is minimal: it is not identified as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. FINTRX does not disclose specific business lines, advisory activities, client segments, or fee models for First Liberties Financial. The limited public data suggests the entity functions in an investment-banking capacity rather than as a traditional asset manager with retail or institutional advisory relationships.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Sevasti Balafas

    Sevasti Balafas

    CEO and FounderCRD 4884215

  • Hilary Bergman

    Hilary Bergman

    Chief Executive OfficerCRD 1834738

  • Steven Shaffer

    Chief Compliance OfficerCRD 1027259

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Contacts

3 of 26
  • Amanda Montgomery

    Amanda Montgomery

    Managing DirectorCRD 4558534

  • Andrew Friedwald

    Andrew Friedwald

    Executive DirectorCRD 1354237

  • Kim Rothschild

    Registered RepresentativeCRD 1461411

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Tampa, FL

Hillsborough

Location

Tampa, FL

Headquartered in Tampa, FL, in the South of the United States.

Region
South
County
Hillsborough
Address
2915 N Boulevard
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth