J.W. Cole Financial, Inc.
Firm details
- Headquarters
- Tampa, Florida
- CRD number
- 124583
- Registered since
- April 30, 2003
- Website
- www.jw-cole.com
Firm profile
FINTRXOverview
J.W. Cole Financial, Inc. is organized as a corporation and is classified as an independent broker-dealer. The firm has been SEC-registered since 2003 and is owned by a domestic entity/individual. FINTRX records indicate the firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multi-state or newly formed adviser; it also is not listed as a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 15
Richard Dunsford
Chief Growth OfficerCRD 4568607
Sandra Worsham
Deputy Chief Compliance OfficerCRD 2444134
David Ettingoff
Chief Executive OfficerCRD 3134654
Contacts
3 of 536
Mathew Tomlin
Senior Compliance OfficerCRD 6678111
Thomas Muscato
Wealth AdvisorCRD 5903796
Angela Chambers
Licensed AssistantCRD 4740900
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Tampa, FL
Hillsborough
Location
Tampa, FL
Headquartered in Tampa, FL, in the South of the United States.
- Region
- South
- County
- Hillsborough
- Address
- 4301 Anchor Plaza Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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