J.W. Cole Financial, Inc.

Overview

J.W. Cole Financial, Inc. operates as an independent broker-dealer organized as a corporation and SEC-registered since 2003. FINTRX classifies the firm as not acting as a capital allocator and not operating as a multi-state registered investment adviser; the firm is listed as a domestic entity with individual ownership. The platform flags the firm as not an active ESG investor and not a pension consultant. Public disclosures on business and advisory activities are limited in the provided data, so the picture is of a broker-dealer platform rather than a traditional asset-management firm.

Assets & Accounts

Location & Offices