FINIVI INC.
Firm details
- Headquarters
- WESTBOROUGH, Massachusetts
- CRD number
- 292329
- Registered since
- February 19, 2018
- Website
- www.finivi.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals55.71%
- HNWI44.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Finivi Inc. is an independent registered investment adviser operating as a corporation and owned by an individual. The firm registered with the SEC in 2018 and focuses on individual and family clients, offering financial planning and portfolio management for both individuals/small businesses and for businesses or institutions. Its compensation model includes percentage-of-AUM fees alongside hourly and fixed-fee arrangements. Finivi also operates as an insurance broker and identifies as an active ESG investor, indicating that environmental, social and governance factors are incorporated into its investment process to some extent. The firm is not structured as a multi-state adviser or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Public Funds/Mutual Funds28%
- Cash & Cash Equivalents11%
- Investment Grade Corp Bonds6%
- US Government Bonds2%
Contacts
3 of 6JOSEPH WILLWERTH
Financial PlannerCRD 2098211
KATIE MOORE
ChairpersonCRD 4685447
ERIC JANSEN
Associate, Investment ManagementCRD 1719437
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 26Active vs passive
$73.1M in ETFs
54%
$39.6M
46%
$33.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) DOUBLELINE(R) TOTAL RETURN TACTICAL ETF (TOTL) | State Street | Active | Intermediate Core Plus Bond | $10.5M | 264,473 | 14.37% |
Location
WESTBOROUGH, MA
WORCESTER
Location
WESTBOROUGH, MA
Headquartered in WESTBOROUGH, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- WORCESTER
- Address
- 1400 Computer Dr
- Time zone
- ET (UTC-5)
- Office locations
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