Cadence Wealth Management LLC

RIASEC RegisteredEst. 2014
Total AUM
$448M
Discretionary
$420M
94% of AUM
Avg account
$137K
Accounts
3,272
Employees
7
Advisory reps
6

Firm details

Headquarters
Westborough, Massachusetts
CRD number
155080
Registered since
January 2, 2014
Website
www.cadencewm.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals54.02%
  • HNWI45.98%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Cadence Wealth Management LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2014. The firm is owner-operated and focuses on individual and family clients, delivering financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers when appropriate. Its client billing includes both percentage-of-assets and fixed-fee arrangements. Cadence identifies itself as a capital allocator rather than a pure stock-picker, and it does not position itself as an ESG-focused or multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 26%, Cash & Cash Equivalents 10%, US Government Bonds 1%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds26%
  • Cash & Cash Equivalents10%
  • US Government Bonds1%

Contacts

3 of 6
  • Casey Clarke

    Casey Clarke

    Managing PrincipalCRD 2911372

  • James Laite

    James Laite

    Registered RepresentativeCRD 4656586

  • Michael Downey

    Michael Downey

    Vice President of Financial PlanningCRD 5251765

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$278M in ETFs

Passive

100%

$278M

Active

<1%

$835K

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) S&P(R) OIL & GAS EXPLORATION & PRODUCTION ETF (XOP)State StreetPassiveEquity Energy$32.5M210,55811.66%
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Location

Primary office

Westborough, MA

Worcester

Location

Westborough, MA

Headquartered in Westborough, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Worcester
Address
1800 W Park Dr
Time zone
ET (UTC-5)
Office locations

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