Financial Transparency

RIASEC RegisteredEst. 2018

Total AUM

$322M

Discretionary

$318M

99% of AUM

Avg account

$643K

Accounts

501

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 297713
Registered since: July 13, 2018
Website: financialtransparencyllc.com
Custodians: CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI72.17%
Individuals19.74%
Pension & Profit Sharing Plans7.98%
Corporations / Businesses0.07%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial Transparency is an independent registered investment adviser formed as a limited liability company and registered with the SEC in 2018. The firm positions itself as a capital allocator serving both high-net-worth individuals/families and institutional clients. Its fee arrangements include both percentage-of-AUM and fixed-fee engagements. Services listed by the firm span financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection, and educational seminars; the firm also operates as an insurance broker and maintains formal industry relationships with accounting and law firms. The firm is not an ESG-focused investor according to the available profile.