Financial Transparency

RIASEC RegisteredEst. 2018

Total AUM

$322M

Discretionary

$318M

99% of AUM

Avg account

$643K

Accounts

501

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 297713
Registered since: July 13, 2018
Website: financialtransparencyllc.com
Custodians: CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI72.17%
Individuals19.74%
Pension & Profit Sharing Plans7.98%
Corporations / Businesses0.07%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial Transparency is an independent RIA organized as a limited liability company and registered with the SEC since 2018. The firm operates as a capital allocator and serves both individuals/families and institutional clients. Its business model combines percentage-of-AUM billing with fixed fees, and the firm also operates as an insurance broker. Advisory services offered include financial planning, portfolio management for individuals and small businesses, pension consulting and manager selection, plus educational seminars and workshops. The firm does not describe itself as an active ESG investor.