Kapstone Financial Advisors LLC
Firm details
- Headquarters
- Lebanon, Ohio
- CRD number
- 318885
- Registered since
- August 11, 2022
- Website
- www.kapstoneadvisors.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI67.05%
- Individuals30.4%
- Pension & Profit Sharing Plans2.34%
- Charitable Organizations0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Kapstone Financial Advisors LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2022. The firm serves individual and family clients on a fee basis tied to assets under management. Core advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. Kapstone does not list itself as an active ESG investor and does not operate as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Cash & Cash Equivalents16%
- Public Funds/Mutual Funds13%
- Non-Exchange Traded Equities1%
Contacts
3 of 4
David Frazier
Financial AdvisorCRD 2910287
Randall Kronour
Senior Vice PresidentCRD 3174513
David Kronour
Managing DirectorCRD 5173536
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$131M in ETFs
91%
$119M
4%
$11.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $45.9M | 61,329 | 35.16% |
Location
Lebanon, OH
Warren
Location
Lebanon, OH
Headquartered in Lebanon, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Warren
- Address
- 212 N Broadway St
- Time zone
- ET (UTC-5)
- Office locations
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