Financial Service Group Inc

RIASEC RegisteredEst. 1992
Total AUM
$215M
Discretionary
$215M
100% of AUM
Avg account
$333K
Accounts
645
Employees
8
Advisory reps
5

Firm details

Headquarters
Caledonia, Wisconsin
CRD number
107893
Registered since
August 3, 1992
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Hourly Charges, Fixed Fees, Other
Client types
  • HNWI68.42%
  • Individuals31.58%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Service Group Inc. is an independent registered investment adviser that has been SEC-registered since 1992 and is owned by an individual. The firm focuses on serving individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee arrangements include hourly billing, fixed fees, and other non-traditional fee structures rather than a straight AUM-only model. The firm is not a multi-state adviser, not a pension consultant, and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Exchange Traded Equities 16%, Cash & Cash Equivalents 6%, Private Funds 2%, US Government Bonds 1%76%
  • Public Funds/Mutual Funds76%
  • Exchange Traded Equities16%
  • Cash & Cash Equivalents6%
  • Private Funds2%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Terri D'alie

    Chief Operating OfficerCRD 1943710

Contacts

3 of 4
  • Vincent Tortorici

    Vincent Tortorici

    Financial PlannerCRD 6371966

  • Wendy Peperkorn

    Wendy Peperkorn

    Financial PlannerCRD 2512450

  • Michael Haubrich

    Michael Haubrich

    FounderCRD 1092140

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Caledonia, WI

Racine

Location

Caledonia, WI

Headquartered in Caledonia, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Racine
Address
4812 Northwestern Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth