Financial Serenity, LLC

RIASEC Registered
Total AUM
$9.5M
Discretionary
$9.5M
100% of AUM
Avg account
$46.1K
Accounts
206
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
321853
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial Serenity, LLC is an independent registered investment adviser operating as a limited liability company with individual ownership. The firm serves individuals and family clients, combining financial planning, portfolio management for individuals and small businesses, and educational seminars/workshops alongside insurance brokerage activity. Its fee model mixes percentage-of-AUM fees, fixed fees, and commission-based revenue, reflecting the dual advisory-and-insurance role. Financial Serenity is not identified as an active ESG investor and is not positioned as a multi-state or institutional capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 30%, Cash & Cash Equivalents 9%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents9%

Contacts

1 of 1
  • Ian Powell

    Ian Powell

    OwnerCRD 7269339

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth