Financial Perspectives
Firm details
- Headquarters
- Minneapolis, Minnesota
- CRD number
- 135549
- Registered since
- June 2, 2015
- Website
- fpwealth.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI89.65%
- Individuals9.84%
- Charitable Organizations0.52%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Financial Perspectives is an independent, SEC-registered investment adviser organized as a corporation and founded in 2015. Owned by an individual, the firm serves both individual and family clients as well as institutional clients, and focuses on financial planning and portfolio management for individuals and small businesses. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. The firm identifies as an active ESG investor and lists an affiliation with the accounting profession. Financial Perspectives does not position itself as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities16%
- Cash & Cash Equivalents7%
- Private Funds1%
Owners & executives
2 of 2
Luke Dugan
SVP, COOCRD 5207925
Nicole Wilken
Chief Compliance OfficerCRD 3208617
Contacts
3 of 12
Austin Mandelkow
Financial Planning AssistantCRD 7044023
Lisa Johnson
Registered AssistantCRD 5759594
Jennifer Lachinski
Sr Financial PlannerCRD 5756002
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 303Active vs passive
$200M in ETFs
74%
$147M
10%
$52.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM) | Vanguard | $21.5M | 145,107 | 10.76% |
Location
Minneapolis, MN
Hennepin
Location
Minneapolis, MN
Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 3300 Fernbrook Ln N
- Time zone
- CT (UTC-6)
- Office locations
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