Financial Network Specialists LLC

RIASEC RegisteredEst. 2025
Total AUM
$130M
Discretionary
$109M
84% of AUM
Avg account
$920K
Accounts
141
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
109037
Registered since
March 10, 2025
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Fixed Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Network Specialists LLC is a small, fee-for-service registered adviser focused on portfolio management for individual and family clients and small businesses. The firm runs a predominantly equity-oriented strategy, favoring exchange-traded securities as the primary implementation vehicle. It operates under a fixed-fee model rather than percentage-based advisory fees and does not profile itself as an ESG investor. The adviser appears to run primarily discretionary mandates while maintaining a portion of assets under non-discretionary arrangements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, US Government Bonds 28%, Cash & Cash Equivalents 1%71%
  • Exchange Traded Equities71%
  • US Government Bonds28%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Mitchell Miller

    OwnerCRD 851682

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth