Sophis Investments LLC

RIASEC RegisteredEst. 2019

Total AUM

$130M

Discretionary

$89M

68% of AUM

Avg account

$1.7M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 170391
Registered since: February 19, 2019
Website: sophis.co
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI94.84%
Individuals2.9%
Corporations / Businesses2.26%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sophis Investments LLC is an independent, SEC-registered registered investment adviser formed in 2019 and organized as a limited liability company under individual ownership. The firm provides discretionary and non-discretionary portfolio management for individuals and small businesses, pooled investment vehicles, and institutional or business clients. Its client base spans individual & family relationships as well as institutional mandates. Fee arrangements include both a percentage-of-AUM model and performance-based fees. Sophis does not identify as an active ESG investor and is not positioned as a capital allocator; instead it uses third-party managers for alternatives.